Reg SHO threshold securities on Wednesday, September 30, 2026

145 securities across the six official threshold lists for this date.

Added since Sep 29, 2026: BENF, FTXN, GCAL, IREX, KTUP, ONCO, PLTZ, VWAV, YMAT

Removed since Sep 29, 2026: FPSX, NCLD, WLDR, XUSM

Threshold securities

Securities on the Reg SHO threshold lists dated Sep 30, 2026 (145)
Symbol	Security name	List	On the stored lists since	Consecutive sessions
AAPD	DIREXION SHS ETF TR DAILY AAPL	Nasdaq	Sep 23, 2026 or earlier	6+
AIXI	XIAO-I CORP ADR NEW AUGUST 202	Nasdaq	Sep 29, 2026	2
AMDG	THEMES ETF LEVERAGE SHARES 2X	Nasdaq	Sep 28, 2026	3
AMDL	GRANITESHARES ETF TR GRANITE 2	Nasdaq	Sep 25, 2026	4
AMKL	Defiance Daily Target 2X Long AMKR ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
AMPU	Defiance Daily Target 2X Long AMPX ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
APPX	INVESTMENT MANAGERS SER TR II	Nasdaq	Sep 23, 2026 or earlier	6+
ARKY	ARK Active Autocallable Income ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
ARMG	THEMES ETF LEVERAGE SHARES 2X	Nasdaq	Sep 28, 2026	3
ASTN	Defiance Daily Target 2X Short ASTS ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
ASTY	Defiance Daily Target 2X Long ASTS ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
AVGG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 23, 2026 or earlier	6+
AVGU	GRANITESHARES ETF TR 2X LONG A	Nasdaq	Sep 23, 2026 or earlier	6+
AXTL	Leverage Shares 2X Long AXTI Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
AXTX	Tradr 2X Long AXTI Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
BENF	BENEFICIENT CL A COM PAR $0.00	Nasdaq	Sep 30, 2026	1
BEZ	Tradr 2X Short BE Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
BMNG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 23, 2026 or earlier	6+
BMNU	T-REX 2X Long BMNR Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
BMNZ	Defiance Daily Target 2X Short BMNR ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
BTCT	BTC DIGITAL LTD ORD SHS NEW US	Nasdaq	Sep 23, 2026 or earlier	6+
BUIL	Rebuild America ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
CIEG	Leverage Shares 2X Long CIEN Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
CIFU	T-REX 2X Long CIFR Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
CLSX	Tradr 2X Long CLSK Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
COHX	Tradr 2X Long COHR Daily ETF	Cboe BZX	Sep 29, 2026	2
CONL	GRANITESHARES ETF TR 2X LONG	Nasdaq	Sep 29, 2026	2
COTG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 23, 2026 or earlier	6+
CPOP	POP CULTURE GROUP CO LTD CL A	Nasdaq	Sep 24, 2026	5
CRML	CRITICAL METALS CORP. USD PUBC	Nasdaq	Sep 28, 2026	3
DAIC	CID HOLDCO INC COM NEW	Nasdaq	Sep 23, 2026 or earlier	6+
DAMD	Defiance Daily Target 2X Short AMD ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
DBGI	DIGITAL BRANDS GROUP INC COM N	Nasdaq	Sep 23, 2026 or earlier	6+
DDFS	Innovator Equity Dual Directional 15 Buffer ETF - September	Cboe BZX	Sep 23, 2026 or earlier	6+
ENHA	Enhanced Group Inc.	NYSE	Sep 23, 2026 or earlier	6+
EOSU	T-REX 2X Long EOSE Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
EWH	iShares MSCI Hong Kong ETF	NYSE Arca	Sep 29, 2026	2
FAMI	FARMMI INC USD CL A ORD SHS(CY	Nasdaq	Sep 23, 2026 or earlier	6+
FIGG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 29, 2026	2
FIMU	FIDELITY SCH STR TR INTERMEDIA	Nasdaq	Sep 23, 2026 or earlier	6+
FRGT	FREIGHT TECHNOLOGIES INC ORD S	Nasdaq	Sep 25, 2026	4
FTFT	FUTURE FINTECH GROUP INC COM P	Nasdaq	Sep 23, 2026 or earlier	6+
FTXN	FIRST TR ETF VI NASDAQ OIL & G	Nasdaq	Sep 30, 2026	1
GCAL	Goldman Sachs Dynamic California Municipal Income ETF	NYSE Arca	Sep 30, 2026	1
GLND	GREENLAND ENERGY CO COM	Nasdaq	Sep 28, 2026	3
GMEU	T-REX 2X Long GME Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
GOU	GRANITESHARES ETF TR 2X LONG G	Nasdaq	Sep 29, 2026	2
GRML	GREENLAND MINES LTD. COMMON ST	Nasdaq	Sep 25, 2026	4
HIAI	Ai Funds High Conviction US Equity AI-Managed ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
HIMZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
HIS	EA SER TR HUMILIS US FOCUSED O	Nasdaq	Sep 23, 2026 or earlier	6+
HUBC	HUB CYBER SEC LTD COM NEW 08/2	Nasdaq	Sep 28, 2026	3
IBMU	iShares iBonds Dec 2032 Term Muni Bond ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
IMCC	IM CANNABIS CORP COM NO PAR NE	Nasdaq	Sep 24, 2026	5
INTW	GRANITESHARES ETF TR 2X LONG I	Nasdaq	Sep 23, 2026 or earlier	6+
IONZ	TIDAL TR II DEFIANCE DAILY TA	Nasdaq	Sep 23, 2026 or earlier	6+
IPDN	PROFESSIONAL DIVERSITY NETWORK	Nasdaq	Sep 25, 2026	4
IRE	Defiance Daily Target 2X Long IREN ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
IREX	Tradr 2X Long IREN Daily ETF	Cboe BZX	Sep 30, 2026	1
KORU	Direxion Daily MSCI South Korea Bull 3X ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
KRE	State Street SPDR S&P Regional Banking ETF	NYSE Arca	Sep 24, 2026	5
KTUP	T-REX 2X Long KTOS Daily Target ETF	Cboe BZX	Sep 30, 2026	1
LITX	Tradr 2X Long LITE Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
LUNL	Defiance Daily Target 2X Long LUNR ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
MEDS	DATAMEDS AI, INC. COMMON STOCK	Nasdaq	Sep 23, 2026 or earlier	6+
METQ	Tradr 2X Short META Daily ETF	Cboe BZX	Sep 24, 2026	5
METU	DIREXION SHS ETF TR DAILY META	Nasdaq	Sep 23, 2026 or earlier	6+
MFSM	MFS Active Intermediate Muni Bond ETF	NYSE	Sep 23, 2026 or earlier	6+
MNDR	MOBILE-HEALTH NETWORK SOLUTION	Nasdaq	Sep 25, 2026	4
MPDY	m+ DualYield Autocall ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
MPIM	m+ Income Momentum Autocall ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
MSFL	GRANITESHARES ETF TR GRANITESH	Nasdaq	Sep 23, 2026 or earlier	6+
MSTU	T-Rex 2X Long MSTR Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
MSTX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
MULL	GRANITESHS ETF TR 2X LONG MU D	Nasdaq	Sep 23, 2026 or earlier	6+
MUU	DIREXION SHS ETF TR DAILY MU B	Nasdaq	Sep 24, 2026	5
MUZ	Defiance Daily Target 2X Short MU ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
NBIL	GRANITESHARES ETF TR GRANITESH	Nasdaq	Sep 23, 2026 or earlier	6+
NCPL	NETCAPITAL INC COM NEW (UT)	Nasdaq	Sep 24, 2026	5
NEBX	Tradr 2X Long NBIS Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
NFLU	T-Rex 2X Long NFLX Daily Target ETF	Cboe BZX	Sep 24, 2026	5
NIVF	NEWGENIVF GROUP LIMITED SHS NE	Nasdaq	Sep 23, 2026 or earlier	6+
NOWL	GRANITESHARES ETF TR 2X LONG N	Nasdaq	Sep 23, 2026 or earlier	6+
NSEP	Innovator Growth-100 Power Buffer ETF - September	Cboe BZX	Sep 23, 2026 or earlier	6+
NVD	GRANITESHARES ETF TR 2X SHORT	Nasdaq	Sep 23, 2026 or earlier	6+
OKLL	TIDAL TR II DEFIANCE DAILY TA	Nasdaq	Sep 23, 2026 or earlier	6+
ONCO	ONCONETIX INC COM PAR $0.00001	Nasdaq	Sep 30, 2026	1
ONDL	Defiance Daily Target 2X Long ONDS ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
ONDS	ONDAS INC COM NEW	Nasdaq	Sep 24, 2026	5
OPTT	Ocean Power Technologies, Inc.	NYSE American	Sep 23, 2026 or earlier	6+
PLTZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 30, 2026	1
PLU	Defiance Daily Target 2x Long PL ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
POEL	Defiance Daily Target 2X Long POET ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
PUR	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
QBTX	Tradr 2X Long QBTS Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
QBTZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
QID	ProShares UltraShort QQQ	NYSE Arca	Sep 23, 2026 or earlier	6+
QSOL	Invesco Galaxy Solana ETF	Cboe BZX	Sep 29, 2026	2
RAMZ	T-REX 2X Inverse DRAM Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
RCAX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
RDTL	GRANITESHARES ETF TR 2X LONG	Nasdaq	Sep 24, 2026	5
RETO	RETO ECO-SOLUTIONS INC SHS NEW	Nasdaq	Sep 23, 2026 or earlier	6+
RGTX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
RGTZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
RIOX	Defiance Daily Target 2X Long RIOT ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
RKLX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
RKLZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
ROBN	T-Rex 2X Long HOOD Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
RSPN	Invesco S&P 500 Equal Weight Industrials ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
SDST	STARDUST PWR INC COM NEW	Nasdaq	Sep 23, 2026 or earlier	6+
SKDD	GRANITESHARES ETF TR 2X SHORT	Nasdaq	Sep 23, 2026 or earlier	6+
SKHX	Leverage Shares 2X Long SK Hynix Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SKUU	GRANITESHARES ETF TR 2X LONG S	Nasdaq	Sep 23, 2026 or earlier	6+
SMCL	GRANITESHS ETF TR 2X LONG SMCI	Nasdaq	Sep 23, 2026 or earlier	6+
SMCX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
SMCZ	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
SMST	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
SNDG	Leverage Shares 2X Long SNDK Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SNDU	T-REX 2X Long SNDK Daily Target ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SNK	GraniteShares 2x Short SpaceX Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SOFX	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
SPCH	Leverage Shares 2X Long SPCX Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SPCQ	Defiance Daily Target 2X Short SPCX ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SPCU	Defiance Daily Target 2X Long SPCX ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
SSPC	Leverage Shares 2X Short SPCX Daily ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
TETH	21Shares Ethereum Staking ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
TSDD	GRANITESHARES ETF TR 2X SHORT	Nasdaq	Sep 23, 2026 or earlier	6+
UBRL	GRANITESHARES ETF TR 2X LONG	Nasdaq	Sep 23, 2026 or earlier	6+
UMAL	Defiance Daily Target 2X Long UMAC ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
UNHG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 23, 2026 or earlier	6+
URTY	ProShares UltraPro Russell2000	NYSE Arca	Sep 28, 2026	3
USO	United States Oil Fund, LP	NYSE Arca	Sep 23, 2026 or earlier	6+
UUUG	THEMES ETF TR LEVERAGE SHS 2X	Nasdaq	Sep 23, 2026 or earlier	6+
VEEA	VEEA INC COM NEW	Nasdaq	Sep 23, 2026 or earlier	6+
VIAG	Leverage Shares 2X Long VIAV Daily ETF	Cboe BZX	Sep 28, 2026	3
VSTL	TIDAL TR II DEFIANCE DAILY TAR	Nasdaq	Sep 23, 2026 or earlier	6+
VWAV	VISIONWAVE HLDGS INC COM NEW	Nasdaq	Sep 30, 2026	1
WHLR	WHEELER REAL ESTATE INVT TR IN	Nasdaq	Sep 29, 2026	2
WVVIP	WILLAMETTE VY VINEYARD INC R	Nasdaq	Sep 23, 2026 or earlier	6+
WYFL	Defiance Daily Target 2X Long WYFI ETF	Cboe BZX	Sep 23, 2026 or earlier	6+
XHB	State Street SPDR S&P Homebuilders ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
XHLD	TEN HLDGS INC COM NEW	Nasdaq	Sep 23, 2026 or earlier	6+
XNDX	Tradr 2X Long XNDU Daily ETF	Cboe BZX	Sep 25, 2026	4
XRT	State Street SPDR S&P Retail ETF	NYSE Arca	Sep 23, 2026 or earlier	6+
YMAT	J-STAR HLDG CO LTD CL A ORD SH	Nasdaq	Sep 30, 2026	1

Counts use stored lists only. “or earlier” and “+” mark a run that reaches the first stored list or a session that is not stored.

Official sources

Nasdaq — 77 on this list · Dated file · List page
NYSE — 2 on this list · Dated file · List page
NYSE American — 1 on this list · Dated file · List page
NYSE Arca — 17 on this list · Dated file · List page
Cboe BZX — 48 on this list · Dated file · List page
FINRA OTC — 0 on this list · List page · Dated file: “OTC-Threshold-2026-09-30” on the list page (FINRA offers no direct link to a dated file)

List date Sep 30, 2026. Lists are published after the session; the next list replaces this one. Files retrieved by 2026-10-01 04:00 ET.

Facts from the official lists only; being on a threshold list is not a trading signal.